02/09/2026
The SEC’s Division of Examinations has released its 2026 SEC Examination Priorities. The SEC develops its examinations priorities in coordination and consultation with the other divisions and offices throughout the SEC and by considering, among other things, prior years’ examinations, market events, information gathered through participation in conferences and conversations with investors, registrants, industry groups, and other regulators. They reflect practices, products, and services that the Division believes present potentially heightened risks to investors or integrity to the U.S. capital markets. They are not the only areas the Division will address in examinations.
The SEC’s Division of Examinations has released its 2026 SEC Examination Priorities. The SEC develops its examinations priorities in coordination and consultation with the other divisions and offices throughout the SEC and by considering, among other things, prior years’ examinations, market eve...
