FiveComply

FiveComply FiveComply assists Investment Firms, Investment Funds, and Payment Institutions in international licensing, establishment, and operations.

It provides expertise in compliance, AML, internal audit, risk management and other related services.

For many Cyprus regulated firms, Internal Audit is still approached primarily as a compliance exercise.CySEC and CBC gui...
04/06/2026

For many Cyprus regulated firms, Internal Audit is still approached primarily as a compliance exercise.

CySEC and CBC guidance continue to reinforce regulatory expectations relating to governance, internal controls, ICT risk management, and the effectiveness of Internal Audit Functions.

The focus is not only on the submission of Internal Audit Reports, but on whether firms can demonstrate:
• effective governance and control frameworks
• independent and properly structured Internal Audit Functions
• documented testing and remediation procedures
• adequate coverage of ICT, AML/CFT, and operational risks
• effective oversight of higher-risk areas

At FiveComply, we support Cyprus regulated firms through Internal Audit services tailored to the nature, scale, and complexity of each institution’s activities. Our approach focuses on providing practical and holistic assurance across governance, compliance, operational, and control frameworks, while placing greater focus on areas carrying higher levels of risk and regulatory significance.

🔗 Read the full article here: https://fivecomply.com/the-evolving-role-of-internal-audit-in-cyprus-regulated-firms/

📩 Get in touch to see how FiveComply can support your Internal Audit framework:
📞 +357 25 34 00 25
📧 [email protected]
🌐 www.fivecomply.com

📍 Seychelles | Mauritius | Cyprus | UAE

We are pleased to announce that FiveComply will be attending iFX Expo International 2026 in Limassol, Cyprus.📍 City of D...
02/06/2026

We are pleased to announce that FiveComply will be attending iFX Expo International 2026 in Limassol, Cyprus.

📍 City of Dreams Mediterranean
📅 17–18 June 2026
📌 Booth 32

Our team will be available throughout the Expo to discuss licensing, compliance, AML, internal audit, risk management, and regulatory advisory solutions for financial services firms operating across multiple jurisdictions.

We look forward to connecting with industry professionals, partners, and firms from across the global financial services sector.

📞 +357 25 34 00 25
📧 [email protected]
🌐 fivecomply.com

For many Cyprus Investment Firms, compliance is still approached as a reporting exercise.However, CySEC’s expectations h...
26/05/2026

For many Cyprus Investment Firms, compliance is still approached as a reporting exercise.

However, CySEC’s expectations have clearly evolved. The focus is no longer on whether reports are submitted, but on whether firms can demonstrate a coherent, evidence-based compliance framework in practice.

Across the market, we continue to see recurring gaps:
• reliance on generic templates that do not reflect the firm’s actual operations
• findings not supported by documented testing
• inconsistencies across compliance, AML, and risk reporting
• limited linkage between identified risks and remediation actions

These are not simply reporting issues — they are indicators of weaknesses in governance and control structures.

At FiveComply, we support CIFs in moving beyond fragmented reporting and establishing structured, defensible compliance frameworks aligned with CySEC expectations.

🔗 Read the full article here: https://fivecomply.com/beyond-reporting-how-cyprus-investment-firms-can-strengthen-compliance-under-cysec/

📩 Get in touch to see how FiveComply can support your compliance framework
📞 +357 25 34 00 25
📧 [email protected]
🌐 www.fivecomply.com

📍Seychelles | Mauritius | Cyprus | UAE

Staying compliant today is no longer about ticking boxes; it’s about building governance that actually works.With evolvi...
21/05/2026

Staying compliant today is no longer about ticking boxes; it’s about building governance that actually works.

With evolving regulatory expectations across Seychelles and Mauritius, firms need practical, risk-based insight to stay ahead.

At FiveComply, we deliver independent Internal Audit and AML/CFT Audit services designed to:
✔ Strengthen control frameworks
✔ Meet regulatory expectations
✔ Support sustainable growth

We work with Securities Dealers, Investment Firms, Crypto Providers, EMIs, and other regulated entities, delivering audits that go beyond compliance — providing real value and strategic insight aligned with local regulations, FATF standards, and international best practices.

What we offer:
• Internal Audit – End-to-end assessments of governance structures, compliance systems, AML/CFT frameworks, internal controls, and operational effectiveness
• AML/CFT Audit – Independent evaluations in line with FSA Seychelles, FSC Mauritius, and FATF guidance
• Regulator-Ready Reporting – Clear, practical, and actionable insights designed to withstand regulatory scrutiny
• Ongoing Support – Follow-ups, targeted reviews, and continuous alignment with evolving requirements

With proven experience across both jurisdictions, we help firms move beyond compliance to build resilient, future-ready operations.

📩 Get in touch to see how FiveComply can support your Internal or AML/CFT Audit needs:
📞 +357 25 34 00 25
📧 [email protected]
🌐 fivecomply.com

📍 Seychelles | Mauritius | Cyprus | UAE

Looking to launch a regulated forex or CFD brokerage? Seychelles continues to position itself as one of the most attract...
19/05/2026

Looking to launch a regulated forex or CFD brokerage?

Seychelles continues to position itself as one of the most attractive jurisdictions for international financial firms seeking a commercially practical yet recognised regulatory framework. 🌍📈

In our latest article, we break down everything you need to know about obtaining a Seychelles Securities Dealer Licence (SDL), including:
✔️ Licensing requirements & capital thresholds
✔️ Governance & substance expectations
✔️ Resident director & compliance requirements
✔️ SDL application process with the FSA Seychelles
✔️ Key structuring considerations to avoid delays
✔️ How to prepare a regulator-ready application package

At FiveComply, we support clients from the initial structuring phase all the way to regulatory submission and ongoing compliance support, combining local Seychelles expertise with practical, business-focused solutions.

With extensive experience in Seychelles licensing projects and the largest SDL portfolio in the jurisdiction, our team understands both the regulatory expectations and the practical realities behind successful applications.

📖 Read the full article via our website to explore the full process and key considerations for obtaining a Seychelles Securities Dealer Licence:
https://fivecomply.com/how-to-get-a-seychelles-securities-dealer-license-requirements-process-benefits/

Cyprus remains a key jurisdiction for firms seeking access to a regulated EU environment. However, the licensing process...
14/05/2026

Cyprus remains a key jurisdiction for firms seeking access to a regulated EU environment. However, the licensing process is not simply an application exercise.

A successful outcome depends on how well the proposed business model, governance structure, and control framework are aligned with regulatory expectations from the outset.

At FiveComply, we support firms across CIF, EMI, ASP and other licensing projects, focusing on both approval and post-authorisation viability.

Our involvement includes:
• licence mapping and regulatory assessment based on the firm’s activities
• structuring of the operating model, including governance and control functions
• preparation of the application file and supporting documentation
• coordination with the re regulator throughout the process

In practice, licensing is not assessed on documentation alone, but on the credibility and consistency of the framework behind it.

📩If you are considering establishing a regulated entity in Cyprus, feel free to get in touch.
📞 +357 25 34 00 25
📧 [email protected]
🌐 www.fivecomply.com

📍Seychelles | Mauritius | Cyprus | UAE

With the introduction of the Data Protection Act 2023, many firms are asking:Is appointing a Data Protection Officer (DP...
12/05/2026

With the introduction of the Data Protection Act 2023, many firms are asking:

Is appointing a Data Protection Officer (DPO) required?
The answer depends on factors such as the scale of data processing, monitoring activities, and whether sensitive data is involved.

For Securities Dealers, where onboarding, transaction monitoring, and AML checks involve continuous data processing, this assessment is particularly critical.

Even where not strictly mandatory, many firms are choosing to appoint a DPO as a matter of best practice and regulatory readiness.

🔗 Read our full article here: https://fivecomply.com/seychelles-data-protection-act-2023-dpo-requirements-for-securities-dealers-explained/

At FiveComply, we support firms in assessing DPO requirements and implementing practical, regulator-aligned data protection frameworks. Get in touch to discuss your setup.
📞 +357 25 34 00 25
📧 [email protected]
🌐 fivecomply.com

📍 Seychelles | Mauritius | Cyprus | UAE

Entering the UAE financial services market is not simply a licensing exercise.For firms seeking authorisation from the C...
07/05/2026

Entering the UAE financial services market is not simply a licensing exercise.

For firms seeking authorisation from the Capital Markets Authority (CMA) in Dubai, the process requires careful structuring, regulatory alignment, and a clear understanding of ongoing compliance expectations.

At FiveComply, we support firms across the full lifecycle — from initial licensing through to post-authorisation compliance.

Our involvement includes:
✔ end-to-end support with the CMA licensing process, including structuring, documentation, and regulatory engagement
✔ development of governance frameworks, policies, and procedures aligned with regulatory requirements
✔ ongoing compliance support, including reporting, monitoring, and advisory

In practice, obtaining the licence is only one part of the process. The real focus lies in ensuring that the firm operates within a structured, compliant, and defensible framework from day one.

Our approach is to translate regulatory requirements into practical, implementable solutions — enabling firms to meet expectations while maintaining operational efficiency.

If you are exploring a CMA licence or require ongoing compliance support in Dubai, we would be pleased to discuss further.

📞 +357 25 34 00 25
📧 [email protected]
🌐 fivecomply.com

📍 Seychelles | Mauritius | Cyprus | UAE

On 18 April 2026, Mauritius introduced the Anti-Money Laundering, Combatting the Financing of Terrorism and Countering P...
06/05/2026

On 18 April 2026, Mauritius introduced the Anti-Money Laundering, Combatting the Financing of Terrorism and Countering Proliferation Financing Act 2026, marking a significant step forward in strengthening its AML/CFT/CPF framework.

From the introduction of proliferation financing risk to 24h / 48h regulatory response timelines and enhanced beneficial ownership requirements, the message is clear:

➡️ Compliance is becoming faster
➡️ More transparent
➡️ And significantly more demanding

For Investment Dealers and regulated entities, this is not just another update, it’s a fundamental shift in operational expectations.

At FiveComply, we are already supporting clients with:
✔ Gap analysis & implementation roadmaps
✔ Policy and procedure updates
✔ BO & CDD framework enhancements
✔ Regulatory readiness for tight response timelines

Those who act early will not only ensure compliance, but gain a strategic advantage in an increasingly demanding regulatory landscape.

Read the full article here: https://fivecomply.com/mauritius-amla-2026-key-changes-to-aml-law-and-compliance-requirements/

Contact FiveComply to discuss how we can support you:
📞 +357 25 34 00 25
📧 [email protected]
🌐 fivecomply.com

📍 Seychelles | Mauritius | Cyprus | UAE

Seychelles continues to attract brokers and financial groups looking for a practical, efficient, and internationally rec...
28/04/2026

Seychelles continues to attract brokers and financial groups looking for a practical, efficient, and internationally recognised licensing framework.

But obtaining a Securities Dealer Licence (SDL) is not just about submitting an application; it’s about getting the structure right from day one.

At FiveComply, we work closely with clients to ensure their setup is:
- Regulator-ready from the outset
- Aligned with substance and governance expectations
- Built for long-term scalability across jurisdictions

What matters most today is not just getting licensed, but:
✔ Having the right business model and documentation
✔ Ensuring fit & proper management and key roles
✔ Structuring operations and substance correctly in Seychelles
✔ Being prepared for ongoing regulatory oversight

This is where experience makes the difference.

With hands-on involvement in multiple Seychelles licensing and post-licensing projects, our team supports clients throughout the entire journey; from initial structuring to ongoing compliance.

Whether you are:
• Launching a new brokerage
• Expanding into Seychelles
• Or strengthening an existing setup

We help you build a structure that works; both regulatorily and commercially.

Let’s discuss your plans.
📍 Seychelles | Mauritius | Cyprus | UAE
📞 +357 25 34 00 25
📧 [email protected]
🌐 fivecomply.com

Address

Emelle Building, 135 Arch. Makarios III Avenue, Office No. 32, 3rd Floor
Limassol
3021

Opening Hours

Monday 09:00 - 18:00
Tuesday 09:00 - 18:00
Wednesday 09:00 - 18:00
Thursday 09:00 - 18:00
Friday 09:00 - 18:00

Telephone

+35725340025

Website

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