Fourthline

18/07/2024

Read our latest blog: DORA and Operational Resilience Mapping: Everything Everywhere All at Once.

The Digital Operational Resilience Act (DORA) and Operational Resilience mapping requirements and regulatory expectations. Help with DORA compliance

11/07/2024

During a recent webinar hosted by The Investment Association, Corporater and FourthLine delved into the significance of reporting and measurement in Operational Resilience programs. Check out the full webinar recording through the link below.

https://hubs.ly/Q02GbMq90
Association

Operational Resilience Reporting white paper. Challenges with Resilience Reporting. Tooling for resilience reporting.

26/06/2024

During a recent webinar hosted by FourthLine and Protecht, the FCA provided important insights on the mandatory Board Reports required from firms under the Consumer Duty. Check out our blog post for a summary of what the FCA seeks in these reports.
Read more here:
https://hubs.ly/Q02Dntsv0

Learn how firms can meet FCA's Consumer Duty expectations through tailored Board Reports, data-driven metrics, and proactive compliance actions for improved consumer outcomes and industry growth.

03/05/2024

Exit Planning is essential for Operational Resilience and Third-Party Risk Management. Check out our ten elements for a quality exit plan.

Exit Planning is a high-value strategy to end/alter the existing delivery mechanism of a supplier arrangement in a stressed scenario. It tells a firm what it must do to maintain the service if the supplier is no longer able to deliver according to the required service levels.

01/05/2024

Ensuring the operational resilience of Financial Market Infrastructures (FMIs) is essential for maintaining financial stability in the UK. Executive Director Sasha Mills shares important expectations for FMIs in her recent speech, setting the stage for them to align with the Bank of England's policy by the March 2025 deadline.

Read more below.

The operational resilience of Financial Market Infrastructures is crucial to UK financial stability. In this speech, Sasha Mills outlines some key expectations for FMIs – ahead of the March 2025 deadline for these FMIs to meet the Bank of England’s policy in this area.

16/04/2024

🎥 Watch our latest video discussing the important topic of Reporting and Data in the recent Operational Resilience Reporting White Paper by FourthLine and Corporater.

Dan Waltham and Paul Greenhalgh share their insights and perspectives on how organisations can effectively report and manage data to enhance operational resilience.

Download the full paper in the link in the comments below.

14/03/2024

Read our latest blog: Mapping Requirements for the Digital Operational Resilience Act (DORA)

The Digital Operational Resilience Act (DORA) mapping requirements and regulatory expectations. Help with DORA compliance

12/03/2024

The FCA has issued a "Dear CEO" letter warning lending, financial leasing and payment services firms about common failings found in their ability to prevent money laundering, terrorist financing and proliferation financing. Read a summary of the letter in our latest blog below.

Dear CEO letter to Annex 1 businesses from the FCA warning about anti-money laundering failings, terrorist financing and transfer of funds

12/03/2024

Director of Prudential Policy at the Bank of England, Gareth Truran, unveils the UK's proposed regime for Critical Third Parties. This initiative plans to enhance operational resilience in the UK financial sector. Read more below.

Bank of England delivers speech on Operational Resilience for Critical Third Parties, shedding light on the proposed UK regime for critical third parties (CTPs) and key requirements aimed at bolstering resilience of UK financial sector.

05/03/2024

After the European Supervisory Authorities released DORA's Regulatory Technical Standards, firms now have clarity on the strategy requirements. Read our latest blog for insights on how to kickstart your firm's DORA strategy.

01/03/2024

FCA Executive, Sheldon Mills issues new warning on Consumer Duty Readiness in new speech.
Sheldon Mills, Executive Director of Consumers and Competition, highlighted the progress firms have made in meeting the Consumer Duty requirements for open products but also warned that there's a lot for firms to get right.
Read a summary of his full speech in our latest blog.

01/03/2024

Sheldon Mills, Executive Director of Consumers and Competition, highlighted the progress firms have made in implementing the Consumer Duty for open products but also warned that a lot of progress is still to be made.