Know Your Compliance Limited

25/09/2024

Preparing a wind-down plan is mandatory for many FCA regulated firms. A wind-down plan helps a business exit the market in an orderly manner if operating is no longer viable. Read more about how to identify the steps and resources needed to comply with this operational resilience requirement.

https://www.knowyourcompliance.com/preparing-your-firms-wind-down-plan/

24/09/2024

We are one of the UK's leading providers of UK GDPR policies and templates. From GDPR checklists & DPIA templates, through to our bestselling GDPR Document Toolkit. Join the 11,000+ businesses who already use us to support their compliance needs.

https://www.knowyourcompliance.com/product-category/gdpr/

23/09/2024

Our exclusive Information Security Toolkit provides 15+ templates, policies & procedures for a vast array of ISMS areas. Including, firewalls, malware, anti-virus, access control, asset management, secure configuration, passwords & encryption. Meet the Cyber Essentials and ISO 27001 standards with ease.

https://www.knowyourcompliance.com/product/information-security-policy/

19/09/2024

It is essential that FCA authorised firms know how to assess vulnerable customers. This means understanding what a ‘vulnerable customer’ is and learning how to identify people, situations and circumstances. Potential vulnerabilities can crop up in any customer-business relationship. For this reason, it is mandatory for vulnerable customer awareness to be a focal point in every regulated business strategy.

Read our 'How To Assess Vulnerable Customers' article now...

https://www.knowyourcompliance.com/how-to-assess-vulnerable-customers/

19/09/2024

Do you have obligations under the FCA's Senior Management & Certification Regime?

Get 25+ policies, templates and tools in our exclusive SMCR Policy Template Toolkit.

SMCR Policy Template Toolkit with 25+ policies and tools for complying with the FCA's Senior Management & Certification Regime (SMCR).

19/09/2024

WHICH AML DOCUMENTS DO I NEED?

Complying with the Money Laundering Regulations (MLR) can be confusing. Add in the additional rules set by supervisory authorities such as the HMRC and FCA and you may be left wondering which way to turn!

Read our simple guidance to help you decide which documents are mandatory for your business. If you are choosing from our AML policy templates, the information provided will also narrow down which product is best suited to your business...

Are you confused about which policies you need to comply with the Money Laundering Regulations? Read our simple guidance to find out.

11/04/2022

What do those in the accountancy sector need to have in place for money laundering prevention?

Read our article to find out more about AML policies, written risk assessments, due diligence and suspicious activity reports...

https://www.knowyourcompliance.com/anti-money-laundering-policy-for-bookkeepers-and-accountants/

11/04/2022

Who doesn't love getting something for nothing?
Visit our 'Resources' page to download free compliance infographs, MLRO annual report template or our exclusive FCA regulatory business plan...

Who doesn't like free things! Download some of our regulatory templates and infographs for free and start your compliance journey with us!

30/03/2022

How to Write a Due Diligence Policy...

Read our latest article to find our what due diligence is and how to draft a compliant, effective policy.
https://www.knowyourcompliance.com/due-diligence-policy-template-and-procedures/

30/03/2022

Top selling product this month has been our AML Risk Assessment Template! Excel based risk assessment tool with detailed samples and guidance. Comply with the HMRC and FCA written risk assessment requirements today.

Use our AML Risk Assessment Template to carry out your company-wide money laundering written assessment. £15 (exc vat) in Excel format.

08/06/2017

Very interesting article in the SC Magazine yesterday! Reiterating the comments I posted in the group on Tuesday; with the simple (and only) answer being No!

That may seem like a strange statement coming from the owner of a company that sells compliance documents, including for the GDPR. However, the truth is that ANY company or consultant 'selling GDPR compliance' should be telling firms this from the outset, if they are genuinely trying to aid compliance.

Documents, systems, products and consultancy can of course 'help' with several facets of implementing your GDPR program. But the work, development, decisions and ultimately the responsibility lies with you!

In a room full of people selling boxes to help with GDPR compliance, SC was told there is no box that can make you GDPR compliant