29/03/2020
The successful person will report directly to Board of Directors, administratively reporting to the Managing Director, and work closely with Senior Management Team on all governance, risk management and compliance related matters. This role will be the central point of authority for the Company’s risk management framework and provides sound advise on the management of compliance risk.
The key responsibilities for the role are as follows:
• Responsible for the Company’s risk and compliance functions, including governance and overseeing legal and internal audit functions.
• Takes charge of ongoing due diligence and assurance program such as surveillance monitoring, transaction monitoring and suspicious transaction report.
• To develop, review and monitor policies and procedures to ensure compliance with regulatory guidelines, company requirements and industry best practices.
• To be the main liaison person with external parties such as Securities Commission, regulators, internal & external auditors, etc pertaining to Company’s compliance and risk management functions.
• To manage the process for developing risk and compliance policies and procedures, risk limits and approval authorities.
Requirements
• Talent must possess at least a tertiary degree such as legal or has obtained the relevant accredited professional qualification in risk management and compliance.
• At least 10 years of working experience in risk management - Operation Risk, Credit Risk & Market Risk /compliance within the capital market industry or banking and financial institutions industry.
• Registration with the Securities Commission and Bursa Malaysia.
• Professional accreditation or certification in Anti Money Laundering (AML) will be an added advantage.
• This role is required to sit for exams in Modules with the SIDC i.e. Module 6, Module 7 and Module 11 to be registered as a Compliance Officer with the SC, if he/she has not done so.