19/09/2025
๐๐๐๐ข๐ ๐ฃ๐๐๐ฆ๐๐๐ ๐ข๐จ๐ฅ ๐๐ก๐ก๐จ๐๐ ๐๐ข๐ ๐ฃ๐๐๐๐ก๐๐ ๐ฅ๐๐๐ฅ๐๐ฆ๐๐๐ฅ ๐๐ข๐จ๐ฅ๐ฆ๐ ๐ฏ
๐ฃ๐ฟ๐ผ๐๐ฒ๐ฐ๐๐ถ๐ป๐ด ๐บ๐ ๐ฐ๐น๐ถ๐ฒ๐ป๐๐โ ๐ถ๐ป๐๐ฒ๐ฟ๐ฒ๐๐ ๐ถ๐ ๐บ๐ #๐ญ ๐ฝ๐ฟ๐ถ๐ผ๐ฟ๐ถ๐๐.
As a responsible Financial Consultant, it's my job to make sure that I am fully aware and compliant to the laws, guidelines, and operation standards of the following:
๐ฏ ๐๐ฏ๐ด๐ถ๐ณ๐ข๐ฏ๐ค๐ฆ ๐๐ฐ๐ฎ๐ฎ๐ช๐ด๐ช๐ฐ๐ฏ
๐ฏ ๐๐ข๐ณ๐ฆ๐ฆ๐ณ ๐๐จ๐ฆ๐ฏ๐ต'๐ด ๐๐ข๐ด๐ต๐ฆ๐ณ ๐๐จ๐ณ๐ฆ๐ฆ๐ฎ๐ฆ๐ฏ๐ต (๐๐๐๐)
๐ฏ ๐๐ฏ๐ต๐ช-๐๐ฐ๐ฏ๐ฆ๐บ ๐๐ข๐ถ๐ฏ๐ฅ๐ฆ๐ณ๐ช๐ฏ๐จ ๐๐ค๐ต (๐๐๐๐)
๐ฏ ๐๐ข๐ต๐ข ๐๐ณ๐ช๐ท๐ข๐ค๐บ ๐๐ค๐ต
๐ฏ ๐๐ฏ๐ต๐ช-๐๐ณ๐ช๐ฃ๐ฆ๐ณ๐บ ๐ข๐ฏ๐ฅ ๐๐ฐ๐ณ๐ณ๐ถ๐ฑ๐ต๐ช๐ฐ๐ฏ (๐๐๐)
Every Licensed Financial Advisor needs to accomplish our mandatory yearly refresher course to ensure that we are knowledgeable enough on the business.
๐ฃ๐ฟ๐ ๐๐ถ๐ณ๐ฒ ๐จ๐ ๐ถ๐ ๐๐ต๐ฒ ๐บ๐ผ๐๐ ๐ฐ๐ผ๐บ๐ฝ๐น๐ถ๐ฎ๐ป๐ ๐๐ถ๐ณ๐ฒ ๐๐ป๐๐๐ฟ๐ฎ๐ป๐ฐ๐ฒ ๐๐ผ๐บ๐ฝ๐ฎ๐ป๐ ๐ถ๐ป ๐๐ต๐ฒ ๐ฃ๐ต๐ถ๐น๐ถ๐ฝ๐ฝ๐ถ๐ป๐ฒ๐ in terms of protecting the interests of its stakeholders especially our clients.โค๏ธ