Beam Astarita

Beam Astarita Securities Law Firm - Representing financial professionals, their firms, in regulatory, compliance and litigation matters for three decades.

Providing representation in all securities and corporate law matters to financial professionals nationwide. With decades of experience in securities arbitration, litigation, compliance, enforcement and compliance matters, we represent firms, investors and professionals. With offices on Wall Street, in Verona, New Jersey, and soon to be in Boca Raton, Florida (watch for merger news!), our work, and clients are varied, and nationwide.

03/02/2026

Navigating securities arbitration with unmatched expertise — we guide financial professionals through every challenge to secure the best outcomes.

03/02/2026

Protect your professional reputation in securities disputes with the depth of our experience and unwavering commitment to your defense.

02/25/2026

Navigate your securities employment agreements with confidence—our expert attorneys bring unmatched integrity and experience to protect your career.

02/20/2026

Navigate employment agreements and dispute resolution in the securities industry with skilled legal support backed by integrity and experience.

02/17/2026

SECLaw

02/17/2026

Stay ahead of SEC and FINRA investigations with expert tips on proactive compliance—trust the depth of our experience to protect your financial career. .com

02/17/2026

Our firm's expertise guides and protects financial professionals through complex SEC enforcement actions involving whistleblowers with integrity and skill.

06/02/2025

Information and analysis regarding SEC Subpoenas - Tips for Responding - 2025

04/18/2025

Information and analysis regarding SEC Announces Agenda, Panelists for Roundtable on Crypto Trading

04/18/2025

Information and analysis regarding SEC Publishes New Data and Analysis About Registered Investment Companies and Money Market Funds

04/18/2025

Information and analysis regarding SEC Extends Effective and Compliance Dates for Amendments to Investment Company Reporting Requirements

Address

11 Broadway, Suite 615
New York, NY
10004

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