Alpha UMi Financial

Alpha UMi Financial Leveraging Wall Street experience to empower our clients to take better control of their finances Founder, Jack C.

Rogers, CFA, combines his experience as an entrepreneur with the full resources of his firms, Alpha UMi Financial and Clarity Accountants, LLC, to help business owners take control of their balance sheet—and align their business assets with personal financial goals. Through a hands-on approach to wealth planning, tax strategy, and financial management, I empower entrepreneurs to make smarter, more confident decisions. As a CFA Charterholder with an Executive Master of Science in Financial Statement Analysis and Securities Valuation, he offers the technical expertise and real-world experience to deliver comprehensive financial guidance tailored to business owners. One of his core specialties is business valuation. Whether you're preparing for a buy/sell negotiation, establishing your "walk-away" number, or planning your exit strategy, he provides clear, data-driven valuations to support confident decision-making. He also works closely with clients to increase their company’s enterprise value using market insights, detailed analysis, and proven growth strategies.

09/15/2026

Saving money on taxes is not the finish line.

What happens to the money you saved?

If it gets invested, used to fund retirement, or deployed into a productive business asset, the tax strategy starts becoming a wealth strategy.

09/11/2026

Sometimes a 401(k) is only the starting point.

For certain profitable businesses, adding a cash balance plan can potentially create much more room for retirement funding and deductible employer contributions.

Not for everyone but very powerful when the fit is right.

09/11/2026

"Profit sharing" does not automatically mean everybody gets the same percentage.

Plan design can matter enormously.

For the right company, it can help balance meaningful employee benefits with the business owners' retirement goals.

09/10/2026

Already have a 401(k)? Good.

Now ask whether it is actually doing what you want it to do.

Plan design matters. Having a plan and having an optimized plan are two different things.

09/09/2026

A 401(k) is not just an employee benefit.

For business owners, the right retirement plan design can also become part of the tax strategy and wealth-building strategy.

The better question is not "Do we have a plan?" It is "Is the plan optimized?"

09/07/2026

Business owners know there is a lot of labor behind the word "owner."

Our goal is to help make sure the business eventually works for you too not just the other way around.

Happy Labor Day from Alpha UMi Financial!

09/04/2026

One of the advantages of owning a business is that you get to design the system.

How you are paid. What benefits exist. How the retirement plan works. How cash gets deployed.

That creates complexity but it also creates opportunity.

09/03/2026

A tax deduction is not automatically a good financial decision.

The better question is: "Does this move improve the owner's overall financial position?"

Tax savings should support the plan, not become the entire plan.

09/03/2026

Your CPA, advisor and 401(k) provider can all be doing good work and the overall plan can still be disconnected.

The opportunities often live between the specialties.

Someone has to connect the dots.

09/01/2026

Your tax return looks backward.

Tax planning looks forward.

The question is not only, "What did I owe?" It is also, "What can we change before we get here again?"

That is where proactive planning starts.

Address

New York, NY
10017

Opening Hours

Monday 9am - 7pm
Tuesday 9am - 7pm
Wednesday 9am - 7pm
Thursday 9am - 7pm
Friday 9am - 7pm
Saturday 12pm - 6pm

Telephone

+16469260772

Website

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