NCA Compliance, Inc.

Name: NCA Compliance, Inc.
Address: 1700 7th Avenue, Suite 2100, Seattle, WA, 98101, US
Telephone: +18774561380

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United States
Seattle, WA
NCA Compliance, Inc.

NCA Compliance, Inc. provides advanced compliance solutions to SEC and state-registered advisors. Ha Your use of Facebook is at your own risk.

specializes in helping registered investment advisors, investment companies, mutual funds, and private funds nationwide establish, strengthen and improve their compliance programs. Services include mock audits, forensic testing, CCO outsourcing, and advisor registration, all of which are provided by former SEC staff. Services can be provided on-site and/or off-site, depending on your needs and pre

ferences. Hayley Nelson, the President and Principal Consultant of NCA Compliance, has 20 years of experience in the securities industry, including 5 years with the SEC and 8 years as Director of Compliance of a $100 billion investment advisor in New York. Facebook.com is owned by a third party unaffiliated with NCA Compliance. NCA Compliance assumes no responsibility for and does not endorse any content, products, services, advertising, advice, opinions, recommendations, privacy policies, or other materials on or available from third parties, including Facebook. NCA Compliance does not endorse or approve any content posted by third parties.

Address

1700 7th Avenue, Suite 2100
Seattle, WA
98101

Telephone

+18774561380

Website

http://www.ncacompliance.com/

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