Quinn Oath Advisory Ltd

Quinn Oath Advisory Ltd Practical compliance, risk, governance and Consumer Duty support for financial services firms.

Running a business is hard enough without compliance becoming the thing that quietly sits in the background making every...
25/08/2026

Running a business is hard enough without compliance becoming the thing that quietly sits in the background making everyone nervous.

I work with businesses that need practical compliance support, whether that is an FCA application, a policy overhaul, Consumer Duty work, complaints, governance, monitoring, financial promotions, training, or simply having someone experienced to sense-check what is already in place.

Sometimes you need a full project.

Sometimes you need ongoing support.

Sometimes you just need someone to say, “Yes, this is fine,” or, “Nope, we need to fix that.”

That is exactly where Quinn Oath comes in.

No huge consultancy team, no unnecessary jargon, just practical support based on what your business actually needs.

If compliance is sitting somewhere on your to-do list getting repeatedly moved to next week, feel free to message me.

🌐 www.quinnoathadvisory.co.uk

Practical FCA compliance, Consumer Duty, governance, risk and regulatory support for firms across Yorkshire and the UK.

Thinking about becoming FCA authorised?Getting the application wrong can mean delays, extra FCA questions and a lot more...
17/08/2026

Thinking about becoming FCA authorised?

Getting the application wrong can mean delays, extra FCA questions and a lot more work further down the line.

Quinn Oath Advisory can provide practical support with FCA applications, from understanding your permissions and preparing your regulatory business plan, through to FCA Connect, policies, supporting evidence and regulator queries.

The goal is to get the groundwork right before you submit.

If you are considering FCA authorisation and want to talk through what is involved, send me a message.

www.quinnoathadvisory.co.uk

14/08/2026

When you’re busy running the day-to-day, it’s easy for the basics to slip — policies, monitoring, websites, complaints and everything in between.
Sometimes a fresh pair of eyes is all it takes to spot what’s been missed.
Quinn Oath Advisory can help.
www.quinnoathadvisory.co.uk⁠

One of the biggest reasons compliance basics get missed is not because people do not care, but because they are so invol...
14/08/2026

One of the biggest reasons compliance basics get missed is not because people do not care, but because they are so involved in the day-to-day running of the business that they do not always get the chance to step back and look at everything properly.

That is when policy reviews slip, websites get out of date, monitoring becomes inconsistent and complaint trends can go unnoticed.

Sometimes all it takes is a fresh pair of eyes to spot the things that have become invisible when you are too close to them.

That is exactly where I can help through Quinn Oath Advisory.

If you run a regulated business and think your compliance could do with a fresh look, feel free to message me or visit www.quinnoathadvisory.co.uk

New from Quinn Oath Advisory: practical compliance toolkits for smaller regulated firms.The toolkits are designed to hel...
28/07/2026

New from Quinn Oath Advisory: practical compliance toolkits for smaller regulated firms.

The toolkits are designed to help businesses put stronger compliance foundations in place without having to start every policy, procedure and register from scratch.

Available now:

1. Complaints Compliance Toolkit — £474 inc. VAT
2. Consumer Duty Governance Toolkit — £714 inc. VAT
3. Small Firm Compliance Essentials Pack — £1,194 inc. VAT

Each package includes editable documents and clear implementation guidance.

You can also add a 60-minute implementation call or request firm-specific personalisation.

Take a look here:
https://quinnoathadvisory.co.uk/toolkits-and-training

Sometimes people do not need a 30-page explanation.They need someone to untangle the issue and explain what it actually ...
23/07/2026

Sometimes people do not need a 30-page explanation.

They need someone to untangle the issue and explain what it actually means in plain English.

I was recently asked, to give a brief steer on a pension-related complaint. On the surface, it was about a pension payment. But underneath, there were wider questions around communication, understanding, vulnerability, complaints handling and what to do next.

That is often where the real value sits.

A lot of people know something does not feel right, but they are not always sure what the rules say, what good practice looks like, or how to challenge it properly.

That is where Quinn Oath Advisory can help.
Clear thinking. Practical support. Plain English.

Because sometimes the most helpful thing is not making the issue bigger.

It is making it make sense.

Quinn Oath Advisory — Clarity in Complexity.

📩 Message me if you are dealing with something regulated, complicated or unclear.

Financial promotions are not just formal adverts.They can include your website, social media posts, emails, paid search ...
15/07/2026

Financial promotions are not just formal adverts.

They can include your website, social media posts, emails, paid search campaigns, brochures, videos and customer journeys.

Content can look clear and engaging from a marketing perspective while still creating risk through unclear wording, missing information, poor prominence or an unbalanced presentation of benefits and risks.

Quinn Oath Advisory provides independent financial promotions reviews covering:

* Websites and landing pages
* Social media and paid advertising
* Email campaigns
* Brochures and customer communications
* Videos and promotional scripts
* Approval processes and governance

The result is a clear and practical assessment of what may need changing, why it matters and how the promotion can be strengthened.

Reviews are available for individual campaigns, websites or wider financial promotions frameworks.

For an informal and confidential conversation, send me a message or email:

[email protected]

Quinn Oath Advisory Limited
Clarity in Complexity

What happens when your Head of Compliance leaves?The work does not stop while you recruit.Board reports are still due. R...
13/07/2026

What happens when your Head of Compliance leaves?

The work does not stop while you recruit.

Board reports are still due. Regulatory actions still need managing. Teams still need decisions. Senior leaders still need assurance that risks are under control.

Quinn Oath Advisory provides interim and fractional compliance leadership support during vacancies, restructures, periods of absence and business growth.

Support can include senior compliance cover, board reporting, regulatory priorities, team oversight, Consumer Duty, governance and handover support.

If your business has a compliance leadership gap, or you know someone who does, send me a message for an informal and confidential conversation.

Quinn Oath Advisory
Clarity in Complexity

Does your business offer finance, pay monthly options, interest-free credit, vehicle finance or credit broking?Your webs...
02/07/2026

Does your business offer finance, pay monthly options, interest-free credit, vehicle finance or credit broking?

Your website wording matters.

As part of the Quinn Oath Advisory launch offer, I’m offering a free initial website review alongside the Quinn Oath Compliance Health Check.

I’ll take an initial look at your customer-facing website wording and highlight any obvious areas that may need tightening from a consumer credit, financial promotions and Consumer Duty perspective.

This may be useful if your website mentions:

✅ Finance options
✅ Pay monthly
✅ Interest-free credit
✅ Vehicle finance or leasing
✅ Credit broking
✅ Subscriptions, hire or rental arrangements

Complete the Quinn Oath Compliance Health Check here:

https://forms.office.com/e/gQrmhgbM9F

As part of the launch offer, firms that go on to book a fixed-fee support package or retained compliance support by 31 October 2026 will receive 15% off.

This is an initial review, not a full compliance audit or legal review, but it is a practical starting point if you want to understand whether your website and compliance arrangements may need further attention.

Quinn Oath Advisory
Clarity in Complexity
www.quinnoathadvisory.co.uk

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York

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